Athenian
democracy developed in the Greek city-state of Athens, comprising the
central city-state of Athens and the surrounding territory of Attica,
around 500 BC. Athens was one of the very first known democracies
(although anthropological research suggests that democratic forms were
likely common in stateless societies long before the rise of Athens).
Other Greek cities set up democracies, most but not all following an
Athenian model, but none were as powerful or as stable (or as
well-documented) as that of Athens. It remains a unique and intriguing
experiment in direct democracy where the people do not elect
representatives to vote on their behalf but vote on legislation and
executive bills in their own right. Participation was by no means open,
but the in-group of participants was constituted with no reference to
economic class and they participated on a scale that was truly
phenomenal. The public opinion of voters was remarkably influenced by
the political satire performed by the comic poets at the theaters.[1]
Solon
(594 BC), Cleisthenes (509 BC), and Ephialtes of Athens (462 BC) all
contributed to the development of Athenian democracy. Historians differ
on which of them was responsible for which institutions, and which of
them most represented a truly democratic movement. It is most usual to
date Athenian democracy from Cleisthenes, since Solon's constitution
fell and was replaced by the tyranny of Peisistratus, whereas Ephialtes
revised Cleisthenes' constitution relatively peacefully. Hipparchus,
the brother of the tyrant Hippias, was killed by Harmodius and
Aristogeiton, who were subsequently honored by the Athenians for their
alleged restoration of Athenian freedom.
The greatest and
longest-lasting democratic leader was Pericles; after his death,
Athenian democracy was twice briefly interrupted by oligarchic
revolution towards the end of the Peloponnesian War. It was modified
somewhat after it was restored under Eucleides; the most detailed
accounts are of this fourth-century modification rather than the
Periclean system. It was suppressed by the Macedonians in 322 BC. The
Athenian institutions were later revived, but the extent to which they
were a real democracy is debatable.
Contents
[hide]
* 1 Etymology
* 2 Participation and exclusion
o 2.1 Size and make-up of the Athenian population
o 2.2 Citizenship in Athens
* 3 Main bodies of governance
o 3.1 Assembly
o 3.2 The Council
o 3.3 Courts
o 3.4 Shifting balance between Assembly and Courts
o 3.5 Citizen-initiator
o 3.6 Officeholders
o 3.7 Selection by lot (Allotment)
o 3.8 Elected
* 4 Individualism in Athenian democracy
* 5 Criticism of the democracy
* 6 Notes
* 7 References
* 8 External links
[edit] Etymology
The
word "democracy" (Greek: δημοκρατια) combines the elements demos
(δημος, which means "people") and kratos (κρατος, which means "force"
or "power"). In the words "monarchy" and "oligarchy", the second
element arche means rule, leading, or being first. It is possible that
the term "democracy" was coined by its detractors who rejected the
possibility of, so to speak, a valid "demarchy". Whatever its original
tone, the term was adopted wholeheartedly by Athenian democrats.
The
word is attested in Herodotus, who wrote some of the earliest Greek
prose to survive, but even this may not have been before 440 or 430 BC.
It is not at all certain that the word goes back to the beginning of
the democracy, but from around 460 BC[citation needed] at any rate an
individual is known whose parents had decided to name him 'Democrates',
a name which may have been manufactured as a gesture of democratic
loyalty; the name can also be found in Aeolian Temnus, not a
particularly democratic state.[2]
[edit] Participation and exclusion
[edit] Size and make-up of the Athenian population
Estimates
of the population of ancient Athens vary. During the 4th century BC,
there may well have been some 250,000–300,000 people in Attica. Citizen
families may have amounted to 100,000 people and out of these some
30,000 will have been the adult male citizens entitled to vote in the
assembly. In the mid-5th century the number of adult male citizens was
perhaps as high as 60,000, but this number fell precipitously during
the Peloponnesian war. This slump was permanent due to the introduction
of a stricter definition of citizen described below. From a modern
perspective these figures seem pitifully small, but in the world of
Greek city-states Athens was huge: most of the thousand or so Greek
cities could only muster 1000–1500 adult male citizens and Corinth, a
major power, had at most 15,000.
The non-citizen component of
the population was divided between resident foreigners (metics) and
slaves, with the latter perhaps somewhat more numerous. Around 338 BC
the orator Hyperides (fragment 13) claimed that there were 150,000
slaves in Attica, but this figure is probably not more than an
impression: slaves outnumbered those of citizen stock but did not swamp
them.
[edit] Citizenship in Athens
Only adult male
Athenians citizens who had completed their military training as ephebes
had the right to vote in Athens. This excluded a majority of the
population, namely slaves, children, women and metics. Also disallowed
were citizens whose rights were under suspension (typically for failure
to pay a debt to the city: see atimia); for some Athenians this
amounted to permanent (and in fact inheritable) disqualification.
Still, in contrast with oligarchical societies, there were no real
property requirements limiting access. (The property classes of Solon's
constitution remained on the books, but they were a dead letter). Given
the exclusionary and ancestral conception of citizenship held by Greek
city-states, a relatively large portion of the population took part in
the government of Athens and of other radical democracies like it. At
Athens some citizens were far more active than others, but the vast
numbers required just for the system to work testify to a breadth of
participation among those eligible that greatly exceeded any present
day democracy.
Athenian citizens had to be legitimately
descended from citizens—after the reforms of Pericles and Cimon in 450
BC on both sides of the family, excluding the children of Athenian men
and foreign women. Although the legislation was not retrospective, five
years later the Athenians removed 5000 from the citizen registers when
a free gift of grain arrived for all citizens from an Egyptian king.
Citizenship could be granted by the assembly and was sometimes given to
large groups (Plateans in 427 BC, Samians in 405 BC) but, by the 4th
century, only to individuals and by a special vote with a quorum of
6000. This was generally done as a reward for some service to the
state. In the course of a century the numbers involved were in the
hundreds rather than thousands.
[edit] Main bodies of governance
Constitution of the Athenians, 4th century BC
There
were three political bodies where citizens gathered in numbers running
into the hundreds or thousands. These are the assembly (in some cases
with a quorum of 6000), the council of 500 (boule) and the courts (a
minimum of 200 people, but running at least on some occasions up to
6000). Of these three bodies it is the assembly and the courts that
were the true sites of power — although courts, unlike the assembly,
were never simply called the demos (the People) as they were manned by
a subset of the citizen body, those over thirty. But crucially citizens
voting in both were not subject to review and prosecution as were
council members and all other officeholders. In the 5th century BC we
often hear of the assembly sitting as a court of judgement itself for
trials of political importance and it is not a coincidence that 6000 is
the number both for the full quorum for the assembly and for the annual
pool from which jurors were picked for particular trials. By the
mid-4th century however the assembly's judicial functions were largely
curtailed, though it always kept a role in the initiation of various
kinds of political trial.
[edit] Assembly
The central events
of the Athenian democracy were the meetings of the assembly (ἐκκλεσία
ekklesia). Unlike a parliament, the assembly's 'members' were not
elected, but attended by right when they chose. Greek democracy created
at Athens was a direct, not a representative democracy: any adult male
citizen over the age of 18 years[citation needed] could take part, and
it was a duty to do so. The officials of the democracy were in part
elected by the Assembly and in large part chosen by lot.
The
ekklesia had at least four functions; it made executive pronouncements
(decrees, such as deciding to go to war or granting citizenship to a
foreigner); it elected some officials; it legislated; and it tried
political crimes. As the system evolved these last two functions were
shifted to the law courts. The standard format was that of speakers
making speeches for and against a position followed by a general vote
(usually by show of hands) of yes or no. Though there might be blocs of
opinion, sometimes enduring, on crucial issues, there were no political
parties and likewise no government or opposition (as in the Westminster
system). In effect, the 'government' was whatever speaker(s) the
assembly agreed with on a particular day. Voting was by simple
majority. In the 5th century at least there were scarcely any limits on
the power exercised by the assembly. If the assembly broke the law, the
only thing that might happen is that they would punish those who had
made the proposal that they had agreed to. If a mistake had been made,
from their viewpoint it could only be because they had been 'misled'.
As
usual in ancient democracies, one had to physically attend a gathering
in order to vote. Military service or simple distance prevented the
exercise of citizenship. Voting was usually by show of hands
(cheirŏtonĭa, "arm stretching") with officials 'judging' the outcome by
sight. With thousands of people attending, counting was impossible. For
a small category of votes a quorum of 6000 was required, principally
grants of citizenship, and here coloured balls were used, white for yes
and black for no. Probably at the end of the session, each voter tossed
one of these into a large clay jar which was afterwards cracked open
for the counting of the ballots (Ostracism required the voters to
scratch names onto pieces of broken pottery, though this did not occur
within the assembly as such).
In the 5th century BC, there were
10 fixed assembly meetings per year, one in each of the ten state
months, with other meetings called as needed. In the following century
the meetings were set to forty a year, with four in each state month.
(One of these was now called the main meeting, kyria ekklesia.)
Additional meetings might still be called, especially as up until 355
BC there were still political trials that were conducted in the
assembly rather than in court. The assembly meetings did not occur at
fixed intervals, as they had to dodge the annual festivals that were
differently placed in each of the twelve lunar months. There was also a
tendency for the four meetings to bunch up toward the end of each state
month.
Attendance at the assembly was not always voluntary. In
the 5th century public slaves forming a cordon with a red-stained rope
herded citizens from the agora into the assembly meeting place (pnyx),
with a fine for those who got the red on their clothes.[3] This,
however, cannot compare with the compulsory voting schemes of some
modern democracies. It was rather an immediate measure to get enough
people rapidly in place, like an aggressive form of ushering. After the
restoration of the democracy in 403 BC, pay for assembly attendance was
introduced for the first time. At this there was a new enthusiasm for
assembly meetings. Only the first 6000 to arrive were admitted and
paid, with the red rope now used to keep latecomers at bay. [4]
[edit] The Council
The
presidency of the boule rotated monthly amongst the ten prytanies, or
delegations from the ten Cleisthenic tribes, of the Boule (there were
ten months in the Hellenic calendar year). The epitastes, an official
selected by lot for a single day from among the currently presiding
prytany, chaired that day's meeting of the boule and, if there was one,
that day's meeting of the assembly;[5] he also held the keys to the
treasury and the seal to the city, and welcomed foreign ambassadors. It
has been calculated that one quarter of all citizens must at one time
in their lives have held the post, which could be held only once in a
lifetime.
The boule also served as an executive committee for
the assembly, and oversaw the activities of certain other magistrates.
The boule coordinated the activities of the various boards and
magistrates that carried out the administrative functions of Athens and
provided from its own membership randomly selected boards of ten
responsible for areas ranging from naval affairs to religious
observances.[6] Altogether, the boule was responsible for a great
portion of the administration of the state, but was granted relatively
little latitude for initiative; the boule's control over policy was
executed in its probouleutic, rather than its executive function; in
the latter, it merely executed the wishes of the assembly.[7]
[edit] Courts
Athens
had an elaborate legal system centered on the dikasteria of Heliaia or
jury courts: the word is derived from dikastes, 'judge/juror', also
called heliasts. These jury courts were manned by large panels selected
by lot from an annual pool of 6,000 citizens, otherwise called Heliaia
(Greek: ἡλιαία). To be eligible to serve as juror, a citizen had to be
over 30 years of age and in possession of full citizen rights (see
atimia). The age limit, the same as that for office holders but ten
years older than that required for participation in the assembly, gave
the courts a certain standing in relation to the assembly: for the
Athenians older was wiser. Added to this was the fact that jurors were
under oath, which was not a feature of attendance at the assembly.
However, the authority exercised by the courts had the same basis as
that of the assembly: both were regarded as expressing the direct will
of the people. Unlike office holders (magistrates) who could be
impeached and prosecuted for misconduct, the jurors could not be
censured, for they, in effect, were the people and no authority could
be higher than that. A corollary of this was that, at least in words
spoken before the jurors, if a court had made an unjust decision, it
must have been because it had been misled by a litigant.
Essentially
there were two grades of suit, a smaller kind known as dike or private
suit, and a larger kind known as graphe or public suit. For private
suits the minimum jury size was 201 (increased to 401 if a sum of over
1000 drachmas was at issue), for public suits 501. The juries were
selected by lot from a panel of 600 jurors, there being 600 jurors from
each of the ten tribes of Athens, making a jury pool of 6000 in total.
For particularly important public suits the jury could be increased by
adding in extra allotments of 500. One thousand and 1500 are regularly
encountered as jury sizes and on at least one occasion, the first time
a new kind of case was brought to court (see graphe paranomon), all
6,000 members of the juror pool were put onto the one case.
The
cases were put by the litigants themselves in the form of an exchange
of single speeches timed by water clock, first prosecutor then
defendant. In a public suit the litigants each had three hours to
speak, much less in private suits (though here it was in proportion to
the amount of money at stake). Decisions were made by voting without
any time set aside for deliberation. Nothing, however, stopped jurors
from talking informally amongst themselves during the voting procedure
and juries could be rowdy shouting out their disapproval or disbelief
of things said by the litigants. This may have had some role in
building a consensus. The jury could only cast a 'yes' or 'no' vote as
to the guilt and sentence of the defendant. For private suits only the
victims or their families could prosecute, while for public suits
anyone (ho boulomenos, 'whoever wants to' i.e. any citizen with full
citizen rights) could bring a case since the issues in these major
suits were regarded as affecting the community as a whole.
Justice
was rapid: a case could last not longer than one day. Some convictions
triggered an automatic penalty, but where this was not the case the two
litigants each proposed a penalty for the convicted defendant and the
jury chose between them in a further vote. No appeal was possible.
There was however a mechanism for prosecuting the witnesses of a
successful prosecutor, which it appears could lead to the undoing of
the earlier verdict.
Payment for jurors was introduced around
462 BC and is ascribed to Pericles, a feature described by Aristotle as
fundamental to radical democracy (Politics 1294a37). Pay was raised
from 2 to 3 obols by Cleon early in the Peloponnesian war and there it
stayed; the original amount is not known. Notably this was introduced
more than fifty years before payment for attendance at assembly
meetings. Running the courts was one of the major expenses of the
Athenian state and there were moments of financial crisis in the 4th
century when the courts, at least for private suits, had to be
suspended.
The system shows a marked anti-professionalism. No
judges presided over the courts nor was there anyone to give legal
direction to the jurors, as the magistrates in charge of the courts had
only an administrative function and were themselves in any case
amateurs (most of the annual magistracies at Athens could only be held
once in a lifetime). There were no lawyers as such, but the litigants
acted solely in their capacity as citizens. Whatever professionalism
there was tended to disguise itself: it was possible to pay for the
services of a speechwriter (logographos) but this was not advertised in
court (except as something your opponent in court has had to resort
to), and even politically prominent litigants made some show of
disowning special expertise.
These juries formed a second site
for the expression of popular sovereignty: as in the assembly, citizens
acting as jurors acted as the people and were immune from review or
punishment. (Notably when the jurors are addressed by speakers as
"you", they can be referred to as having committed any act ever
committed by the 'Athenian people', such as battles fought before any
of them were born or court decisions made by other juries whose
membership may have had no overlap with those currently addressed.)
Jurors however had a minimum age of 30 and they were under oath. From
an Athenian perspective, where the young are rash and age brings wisdom
and where an oath is a serious matter, both of these requirements gave
jurors more weight than the citizens attending the assembly. Here only
the legislative function of courts will be described, though this by no
means exhausts the relevance of the courts to the workings of the
democracy
[edit] Shifting balance between Assembly and Courts
As
the system evolved, the courts (that is, citizens under another guise)
intruded upon the power of the assembly. From 355 BC political trials
were no longer held in the assembly, but only in a court. In 416 BC the
graphe paranomon ("indictment against measures contrary to the laws")
was introduced. Under this anything passed by the assembly or even
proposed but not yet voted on, could be put on hold for review before a
jury — which might annul it and perhaps punish the proposer as well.
Remarkably, it seems that a measure blocked before the assembly voted
on it did not need to go back to the assembly if it survived the court
challenge: the court was enough to validate it. Once again it is
important to bear in mind the lack of 'neutral' state intervention. To
give a schematic scenario by way of illustration: two men have clashed
in the assembly about a proposal put by one of them; it passed, and now
the two of them go to court with the loser in the assembly prosecuting
both the law and its proposer. The quantity of these suits was
enormous: in effect the courts became a kind of upper house.
In
the 5th century there was in effect no procedural difference between an
executive decree and a law: they were both simply passed by the
assembly. But from 403 BC they were set sharply apart. Henceforth laws
were made not in the assembly, but by special panels of 1000 citizens
drawn from the annual jury pool of 6000. They were known as the
nomothetai, the lawmakers. Here again it is not anything like a
legislative commission sitting down to discuss the pros and cons and
drafting proposals, but the format is that of a trial, voting yes or no
after a clash of speeches and such.
[edit] Citizen-initiator
The
institutions sketched above — assembly, officeholders, council, courts
— are incomplete without the figure that drove the whole system, Ho
boulomenos, he who wishes, or anyone who wishes. This expression
encapsulated the right of citizens to take the initiative: to stand to
speak in the assembly, to initiate a public law suit (that is, one held
to affect the political community as a whole), to propose a law before
the lawmakers or to approach the council with suggestions. Unlike
officeholders, the citizen initiator was not vetted before taking up
office or automatically reviewed after stepping down — it had after all
no set tenure and might be an action lasting only a moment. But any
stepping forward into the democratic limelight was risky and if someone
chose (another citizen initiator) they could be called to account for
their actions and punished.
The degree of participation among
citizens varied greatly, along a spectrum from doing virtually nothing
towards something like a fulltime committent. But for even the most
active citizen the formal basis of his political activity was the
invitation issued to everyone (every qualified free male Athenian
citizen) by the phrase "whoever wishes". There are then three
functions: the officeholders organized and saw to the complex
protocols; Ho boulomenos was the initiator and the proposer of content;
and finally the people, massed in assembly or court or convened as
lawmakers, made the decisions, either yes or no, or choosing between
alternatives.
[edit] Officeholders
Administration was in
the hands of officeholders, over a thousand each year. They were mostly
chosen by lot, with a much smaller (and more prestigious) group
elected. Neither was compulsory; individuals had to nominate themselves
for both selection methods. By and large the power exercised by these
officials was routine administration and quite limited. In particular,
those chosen by lot were citizens acting without particular expertise.
This was almost inevitable since, with the notable exception of the
generals (strategoi), each office could be held by the same person only
once. Part of the ethos of democracy, however, was the building of
general competence by ongoing involvement. In the 5th century version
of the democracy, the ten annually elected generals were often very
prominent, but for those who had power, it lay primarily in their
frequent speeches and in the respect accorded them in the assembly,
rather than their vested powers. While citizens voting in the assembly
were the people and so were free of review or punishment, those same
citizens when holding an office served the people and could be punished
very severely. All of them were subject to a review beforehand that
might disqualify them for office and an examination after stepping
down. Officeholders were the agents of the people, not their
representatives.
Citizens active as office holders served in a
quite different capacity from when they voted in the assembly or served
as jurors. The assembly and the courts were regarded as the
instantiation of the people of Athens: they were the people, no power
was above them and they could not be reviewed, impeached or punished.
However, when an Athenian took up an office, he was regarded as
'serving' the people. As such, he could be regarded as failing in his
duty and be punished for it. There were two methods of selecting people
as officeholders, lottery or election. Something like 1100 citizens
(including the members of the council of 500) held office each year and
about a 100 of these were elected.
[edit] Selection by lot (Allotment)
Selection
by lottery was the standard means as it was regarded as the more
democratic: elections would favour those who were rich, noble, eloquent
and well-known, while allotment spread the work of administration
throughout the whole citizen body, engaging them in the crucial
democratic experience of, to use Aristotle's words, "ruling and being
ruled in turn" (Politics 1317b28–30). The allotment of an individual
was based on citizenship rather than merit or any form of personal
popularity which could be bought. Allotment therefore was seen as a
means to prevent the corrupt purchase of votes and it gave citizens a
unique form of political equality as all had an equal chance of
obtaining government office.
The random assignment of
responsibility to individuals who may or may not be competent has
obvious risks, but the system included features meant to obviate
possible problems. Athenians selected for office served as teams
(boards, panels). In a group someone will know the right way to do
things and those that do not may learn from those that do. During the
period of holding a particular office everyone on the team is observing
everybody else. There were however officials such as the nine archons,
who while seemingly a board carried out very different functions from
each other.
There were in fact some limitations on who could
hold office. Age restrictions were in place with thirty (and in some
cases forty) years as a minimum, rendering something like a third of
the adult citizen body ineligible at any one time. An unknown
proportion of citizens were also subject to disenfranchisement
(atimia), excluding some of them permanently and others temporarily
(depending on the type). Furthermore, all citizens selected were
reviewed before taking up office (dokimasia) at which they might be
disqualified. Competence does not seem to have been the main issue, but
rather, at least in the 4th century BC, whether they were loyal
democrats or had oligarchic tendencies. After leaving office they were
subject to a scrutiny (euthunai, literally 'straightenings') to review
their performance. Both of these processes were in most cases brief and
formulaic, but they opened up in the possibility, if some citizen
wanted to take some matter up, of a contest before a jury court. In the
case of a scrutiny going to trial, there was the risk for the former
officeholder of suffering severe penalties. Finally, even during his
period of office, any officeholder could be impeached and removed from
office by the assembly. In each of the ten "main meetings" (kuriai
ekklesiai) a year, the question was explicitly raised in the assembly
agenda: were the office holders carrying out their duties correctly?
No
office appointed by lot could be held twice by the same individual. The
only exception was the boule or council of 500. In this case, simply by
demographic necessity, an individual could serve twice in a lifetime.
This principle extended down to the secretaries and undersecretaries
who served as assistants to magistrates such as the archons. To the
Athenians it seems what had to be guarded against was not incompetence
but any tendency to use office as a way of accumulating ongoing power.
The
powers of officials were precisely defined and their capacity for
initiative limited. They administered rather than governed. When it
came to penal sanctions, no officeholder could impose a fine over fifty
drachmas. Anything higher had to go before a court.
[edit] Elected
Approximately
one hundred officials out of a thousand were elected rather than chosen
by lot. There were two main categories in this group: those required to
handle large sums of money, and the 10 generals, the strategoi. One
reason that financial officials were elected was that any money
embezzled could be recovered from their estates; election in general
strongly favoured the rich, but in this case wealth was virtually a
prerequisite.
Generals were elected not only because their role
required expert knowledge but also because they needed to be people
with experience and contacts in the wider Greek world where wars were
fought. In the 5th century BC, principally as seen through the figure
of Pericles, the generals could be among the most powerful people in
the polis. Yet in the case of Pericles, it is wrong to see his power as
coming from his long series of annual generalships (each year along
with nine others). His office holding was rather an expression and a
result of the influence he wielded. That influence was based on his
relation with the assembly, a relation that in the first instance lay
simply in the right of any citizen to stand and speak before the
people. Under the 4th century version of democracy the roles of general
and of key political speaker in the assembly tended to be filled by
different persons. In part this was a consequence of the increasingly
specialised forms of warfare practiced in the later period.
Elected
officials too were subject to review before holding office and scrutiny
after office. And they too could be removed from office any time the
assembly met. In one case from the 5th century BC the 10 treasurers of
the Delian league (the Hellenotamiai) were accused at their scrutinies
of misappropriation of funds. Put on trial, they were condemned and
executed one by one until before the trial of the tenth and last an
error of accounting was discovered, allowing him to go free. (Antiphon
5.69–70)Ά
[edit] Individualism in Athenian democracy
Another
interesting insight into Athenian democracy comes from the law that
excluded from decisions of war those citizens who had property close to
the city walls - on the basis that they had a personal interest in the
outcome of such debates because the practice of an invading army was at
the time to destroy the land outside the walls. A good example of the
contempt the first democrats felt for those who did not participate in
politics can be found in the modern word 'idiot', which finds its
origins in the ancient Greek word ἰδιώτης (idiōtēs), meaning a private
person, a person who is not actively interested in politics; such
characters were talked about with contempt and the word eventually
acquired its modern meaning. In his Funeral Oration, Pericles states:
'it is only we who regard the one not participating in these duties not
as unambitious but as useless.'
[edit] Criticism of the democracy
Athenian
democracy has had many critics, both ancient and modern. Modern critics
are more likely to find fault with the narrow definition of the citizen
body, but in the ancient world the complaint if anything went in the
opposite direction. Ancient authors were almost invariably from an
elite background for whom giving poor and uneducated people power over
their betters seemed a reversal of the proper, rational order of
society. For them the demos in democracy meant not the whole people,
but the people as opposed to the elite. Instead of seeing it as a fair
system under which 'everyone' has equal rights, they saw it as the
numerically preponderant poor tyrannizing over the rich. They viewed
society like a modern stock company: democracy is like a company where
all shareholders have an equal say regardless of the scale of their
holding; one share or ten thousand, it makes no difference. They
regarded this as manifestly unjust. In Aristotle this is categorized as
the difference between 'arithmetic' and 'geometric' (i.e. proportional)
equality. Democracy was far from being the normal style of governance
and the beliefs on which it was based were in effect a minority
opinion. Those writing in later centuries generally had no direct
experience of democracy themselves.
To its ancient detractors
the democracy was reckless and arbitrary. They had some signal
instances to point to, especially from the long years of the
Peloponnesian War.
* In 406 BC, after years
of defeats in the wake of the annihilation of their vast invasion force
in Sicily, the Athenians at last won a naval victory at Arginusae over
the Spartans. After the battle a storm arose and the eight generals in
command failed to collect survivors: the Athenians sentenced all of
them to death. Technically, it was illegal, as the generals were tried
and sentenced together, rather than one by one as Athenian law
required. Socrates happened to be the citizen presiding over the
assembly that day and refused to cooperate, though to little effect.
Standing against the idea that it was outrageous for the people to be
unable to do whatever they wanted. Later they repented the executions,
but made up for it by executing those who had accused the generals
before them. (A long account in Xenophon Hellenica 1.7.1–35)
* Years earlier, the ten treasurers of the Delian league
(Hellenotamiai) had been accused of embezzlement. They were tried and
executed one after the other until, when only one was still alive, the
accounting error was discovered and that last surviving treasurer was
acquitted. This was perfectly legal in this case, but an example of the
extreme severity with which the people could punish those who served
them. (Antiphon 5.69–70)
* In 399 BC Socrates
himself was put on trial and executed for 'corrupting the young and
believing in strange gods'. His death gave Europe its first ever
intellectual hero and martyr, but guaranteed the democracy an eternity
of bad press at the hands of his disciple and enemy to democracy Plato.
In the Gorgias written years later Plato has Socrates contemplating the
possibility of himself on trial before the Athenians: he says he would
be like a doctor prosecuted by a pastry chef before a jury of children.
Two
coups briefly interrupted democratic rule during the Peloponnesian war,
both named by the numbers in control: the Four Hundred in 411 BC and
the Thirty in 404 BC. The focus on number speaks to the drive behind
each of them: to reduce the size of the electorate by linking the
franchise with property qualifications. Though both ended up as rogue
governments and did not follow through on their constitutional
promises, they began as responses from the Athenian elite to what they
saw as the inherent arbitrariness of government by the masses (Plato in
the Seventh Epistle does remark that the Thirty made the preceding
democratic regime look like a Golden Age).
Whether the
democratic failures should be seen as systematic, or as a product of
the extreme conditions of the Peloponnesian war, there does seem to
have been a move toward correction. A new version of democracy was
established from 403 BC, but it can be linked with both earlier and
subsequent reforms (graphe paranomon 416 BC; end of assembly trials 355
BC). For the first time a conceptual and procedural distinction was
made between laws and decrees. Increasingly, responsibility was shifted
from the assembly to the courts, with laws being made by jurors and all
assembly decisions becoming reviewable by courts. That is to say, the
mass meeting of all citizens lost some ground to smaller gatherings (of
only a thousand or so!) which were under oath, free of men in their
impetuous 20's and with more time to focus on just one matter (though
never more than a day). One downside was that the new democracy was
less capable of rapid response.
Another tack of criticism is to
notice the disquieting links between democracy and a number of less
than appealing features of Athenian life. Although it predated it by
over thirty years, democracy is strongly bound up with Athenian
imperialism. For much of the 5th century at least democracy fed off an
empire of subject states. Thucydides the son of Milesias (not the
historian), an aristocrat, stood in opposition to these policies, for
which he was ostracised in 443 BC. At times the imperialist democracy
acted with extreme brutality, as in the decision to execute the entire
male population of Melos and sell off its woman and children simply for
refusing to became subjects of Athens. The common people were
numerically dominant in the navy, which they used to pursue their own
interests in the form of work as rowers and in the hundreds of overseas
administrative positions. Further they used the income from empire to
fund payment for officeholding. This is the position set out by the
anti-democratic pamphlet known whose anonymous author is often called
the Old Oligarch. On the other hand the empire was, more or less,
defunct in the 4th century BC so it cannot be said that it was
democracy was not viable without it. Only then in fact was payment for
assembly attendance, the central event of democracy (Similarly for the
period before the Persian wars, but for the very early democracy the
sources are very meagre and it can be thought of as being in an
embryonic state).
A case can be made that discriminatory lines
came to be drawn more sharply under Athenian democracy than before or
elsewhere, in particular in relation to woman and slaves, as well as in
the line between citizens and non-citizens. By so strongly validating
one role, that of the male citizen, it has been argued that democracy
compromised the status of those who did not share it.
* Male citizenship had become a newly valuable, indeed profitable,
possession, to be jealously guarded. Under Pericles, in 450 BC,
restrictions were tightened so that a citizen had to be born from
citizen parentage on both sides. Metroxenoi, those with foreign
mothers, were now to be excluded. Traditionally, for the poorer
citizens, local marriage was the norm while the elite had been much
more likely to marry abroad as a part of aristocratic alliance
building. A habit of one group in society was thus codified as a law
for the whole citizen body, which thus lost one axis of openness. Many
Athenians prominent earlier in the century would have lost citizenship,
had this law applied to them: Cleisthenes, the founder of democracy,
had a non-Athenian mother, and the mothers of Cimon and Themistocles
were not Greek at all, but Thracian. As Athens attracted an increasing
number of resident aliens (metics), this shift in the definition of
citizen worked to keep the immigrant population more sharply
distinguished politically.
* Likewise the status
of women seems lower in Athens than in many Greek cities. At Sparta
women competed in public exercise — so in Aristophanes' Lysistrata the
Athenian women admire the tanned, muscular bodies of their Spartan
counterparts — and women could own property in their own right, as they
could not at Athens. Misogyny was by no means an Athenian invention,
but it has been claimed that in regard to gender democracy generalised
a harsher set of values derived, again, from the common people.
Democracy may well have been impossible without the contribution of
women's labour (Hansen 1987: 318).
* Slavery was
more widespread at Athens than in other Greek cities. Indeed the
extensive use of imported non-Greeks ("barbarians") as chattel slaves
seems to have been an Athenian development. This triggers the
parodoxical question: Was democracy "based on" slavery? It does seem
clear that possession of slaves allowed even poorer Athenians — owning
a few slaves was by no means equated with wealth — to devote more of
their time to political life. But whether democracy depended on this
extra time is impossible to say. The breadth of slave ownership also
meant that the leisure of the rich (the small minority who were
actually free of the need to work) rested less than it would have on
the exploitation of their less well-off fellow citizens. Working for
wages was clearly regarded as subjection to the will of another, but at
least debt servitude had been abolished at Athens (under the reforms of
Solon at the start of the 6th century BC). By allowing a new kind of
equality among citizens this opened the way to democracy, which in turn
called for a new means, chattel slavery, to at least partially equalise
the availability of leisure between rich and poor. In the absence of
reliable statistics all these connections remain speculative. However,
as Cornelius Castoriadis pointed out, other societies also kept slaves
but did not develop democracy. Even with respect to slavery the new
citizen law of 450 BC may have had effect: it is speculated that
originally Athenian fathers had been able to register for citizenship
offspring had with slave women (Hansen 1987:53). This will have rested
on an older, less categorical sense of what it meant to be a slave.
Although
metics had no direct political influence many were wealthy business
owners who could, and sometimes did, influence policy by not allowing
their citizen employees time off to attend the assembly, as well as
having the simple expedient of wealth.
Contemporary opponents of
majoritarianism (arguably the principle behind Athenian democracy) call
it an illiberal regime (in contrast to liberal democracy) that
allegedly leads to anomie, balkanization, and xenophobia. Proponents
(especially of majoritarianism) deny these accusations, and argue that
any faults in Athenian democracy were due to the fact that the
franchise was quite limited (only male citizens could vote - women,
slaves and non-citizens were excluded). Despite this limited franchise,
Athenian democracy was certainly the first - and perhaps the best -
example of a working direct democracy.
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9.2.3. IX.[2] Athenian Radical Democracy
The
structure of the new court system reflected the underlying principles
of what scholars today call the “radical” democracy of Athens in the
Golden Age of the mid-fifth century B.C. In that system, candidates for
the office of general (strategos) and a few other offices competed in
elections for their annual offices because their posts required special
competencies. Most posts in Athenian government, however, were filled
by lot from among the adult male citizen body. All adult male citizens
could attend the assembly, which met in regular session about forty
times a year, to propose, discuss, and vote on legislation. The
egalitarian nature of Athenian radical democracy depended on a set of
principles, which was not without its own internal tensions: 1)
wide-spread participation by a cross-section of male citizens in
government and the administration of justice, 2) selection of
participants at random for most public offices, 3) elaborate
precautions to prevent corruption and strict procedures for reviewing
the performance in office of officials, 4) equal protection under the
law for citizens regardless of wealth, 5) some legal restrictions on
citizen women, 6) privilege being given to the interest of the majority
when that interest was in conflict with the interest of any minority or
individual, while maintaining at the same time 7) a firm respect for
the freedom of the individual.
http://www.perseus.tufts.edu/cgi-bin/ptext?doc=Perseus%3Atext%3A1999.04.0009%3Ahead%3D%23137
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9.2.4. IX.[2] Ostracism
The
potential conflict between Athenian radical democracy's principle of
privileging the interest of the majority while valuing the freedom of
the individual can be seen most dramatically in the official procedure
for exiling a man from Athens for ten years. Every year the assembly
voted whether to go through this procedure, which was called ostracism
(from the word ostrakon, meaning a piece of broken pottery, the
material used for ballots). If the vote was affirmative, all male
citizens on a predetermined day could cast a ballot on which they had
scratched the name of the man they thought should be exiled. If 6,000
ballots were cast, whichever man was mentioned on the greatest number
of them was compelled to leave Attica for ten years. He suffered no
other penalty, and his family and property could remain behind
undisturbed. It is important to emphasize that ostracism was not a
criminal penalty: men returning from ostracism enjoyed undiminished
rights as citizens. Ostracism served different purposes. The first
ostracisms, for example, which occurred in the 480s B.C., were intended
to protect democracy, after the appearance of the ex-tyrant Hippias
with the Persians at Marathon in 490 B.C. had spread the fear that
someone might try to reestablish tyranny in place of democracy.
Ostracism could also serve as a mechanism for placing blame on an
individual for a failed policy that the assembly had orginally
supported. Cimon, for example was made the scapegoat for the disastrous
Athenian attempt to cooperate militarily with Sparta during the helot
revolt of the late 460s and therefore ostracized. Ostracism was not
undertaken casually, it seems, at least not if one judges from the
number of men ostracized in the fifth century. The total of men
ostracized probably amounted to no more than a total of a dozen or two.
Ostracism fell into disuse after about 416 B.C. because the procedure
was discredited by the discovery of a conspiracy by two prominent
politicians, Alcibiades and Nicias, to manipulate the process to keep
themselves from being ostracized.
http://www.perseus.tufts.edu/cgi-bin/ptext?doc=Perseus%3Atext%3A1999.04.0009;layout=;query=subsection%3D%2324;loc=9.2.3
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http://www.perseus.tufts.edu/cgi-bin/ptext?doc=Perseus%3Atext%3A1999.04.0009;query=toc;layout=;loc=9.2.5
and the go to:The Democratic Reform of the Athenian System of Justice